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Browse: Home / 2009 / April / 29 / Securities Docket News Wire for April 29, 2009

Securities Docket News Wire for April 29, 2009

By Securities Docket on April 29, 2009, 10:00 pm

  • Welcome to the “Provided However” Blog and Welcome Back to Mike O’Sullivan. http://bit.ly/yKnvX #sdx #
  • Insider Buying Plunges to Lowest Level Since 1992. http://bit.ly/4vDhrE #sdx #
  • Archived Version and Presentation Materials Available Here for 4/28 Webcast — “Inside the SEC Enforcement Division” http://bit.ly/juZ85 #sdx #
  • FINRA sold its $862mn position in auction-rate securities in spring ’07, 6 months before auctions began to fail. http://bit.ly/mzzzh #sdx #
  • Swine Flu Debuts in Companies’ Risk Factors, Safe Harbor Statements. http://bit.ly/FTbf0 #sdx #
  • SEC’s Schapiro Worried About Loss of Financial Journalists, Suggests They Apply to SEC. http://bit.ly/FhAJE #sdx #
  • SEC v. Mark Cuban: Oral Argument Set for May 26, 2009. http://bit.ly/Qpui3 #sdx #
  • Securities class action lawsuit filed in SDNY against Liz Claiborne, Inc. and execs. http://bit.ly/qQMHi #sdx #
  • “SEC Joins Twitter!!!” Oh, Wait… http://bit.ly/I5nD8 #sdx #
  • Australia: Judge finds ASIC misled lawyers leading a $150 million class action against Multiplex. http://bit.ly/zPxyu #sdx #
  • Canada: Edmonton VP pays ASC $50,000 for insider trading. http://bit.ly/SmIgJ #sdx #
  • Investors including New York State’s pension fund seek to clawback $50 million from Cypress Group. http://bit.ly/k8b61 #sdx #
  • SEC Brings Insider Trading Case Against Oklahoma Lawyer. http://bit.ly/10DnKb #sdx #
  • SEC’s Enforcement Division to Create Specialized Teams. http://bit.ly/kLfjn #sdx #
  • SEC Charges Oklahoma-Based Attorney With Insider Trading. http://bit.ly/inUFg #sdx #
  • Arthur Nadel Is Indicted for Investment Fraud. http://bit.ly/RDn9U #sdx #

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