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Copy of SEC IG Report: “Employee’s Securities Transactions Raise Suspicions of Insider Trading”

By on May 15, 2009, 10:42 am

A copy of the SEC Inspector General’s Report entitled, “Employee’s Securities Transactions Raise Suspicions of Insider Trading and Create Appearances of Impropriety” is available here. (via CBS News).

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2 responses to “Copy of SEC IG Report: “Employee’s Securities Transactions Raise Suspicions of Insider Trading””

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    […] Copy of SEC IG Report: “Employee’s Securities Transactions Raise Suspicions of Insider Trading??… – by Bruce Carton of Securities Docket […]

  2. The SEC Drinks Its Own Champagne | Compliance Building April 2, 2010, 11:00 am at 11:00 am |

    […] Griffin will have her hands full. From the SEC OIG Report: The current disclosure requirements and compliance system are based on the honor system. and there […]