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Browse: Home / 2009 / May / 21 / Securities Docket A.M. News Wire for May 21, 2009

Securities Docket A.M. News Wire for May 21, 2009

By Securities Docket on May 21, 2009, 6:55 am

  • Discovery Dispute Leads SEC to Seek Sanctions Against Attorneys. http://bit.ly/Rx7ZF #
  • Dorsey & Whitney fires partner in London charged with insider trading by FSA. http://bit.ly/2XugtL #
  • SEC’s Schapiro Questions “Profoundly” Obama Plan. http://bit.ly/lQISO #
  • GSI Group Discloses Formal SEC Investigation into Revenue Recognition Errors. http://bit.ly/RZafa #
  • Investors Expand Fraud Claims Against Freddie. Mac http://bit.ly/3wEfn4 #
  • Scrushy Claims “No Knowledge of any Financial Fraud” at HealthSouth. http://bit.ly/Y0L78 #
  • FSA bans former Morgan Stanley trader for concealing $10mn bet after long boozy lunch. http://bit.ly/16cbXe #
  • UK: FSA Prepares to Bring High-Profile Case vs. Two Lawyers from U.S.-Based Law Firms. http://bit.ly/lbjOM #

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