‘Enforcement 40’ for 2020
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By Securities Docket on June 3, 2009, 3:23 pm
On June 1, 2009, a jury returned a verdict in favor of the SEC on all charges in its case against Charles C. Conaway, the former CEO of Kmart Corp. The SEC announced today that the verdict followed a three-week trial in Ann Arbor, Michigan, before Magistrate Judge Steven D. Pepe of the United States […]
By Securities Docket on June 3, 2009, 1:50 pm
Steven O. Kramer has joined law firm Sheppard, Mullin, Richter & Hampton LLP as a partner in its the Los Angeles/Downtown office. The firm announced today that Kramer has joined its Business Trial practice group. Kramer most recently practiced at Mayer Brown in Los Angeles, and focuses his practice on civil litigation, primarily complex business […]
By Securities Docket on June 3, 2009, 12:37 pm
Securities Docket’s Bruce Carton is at Compliance Week 2009 today in Washington, D.C. Compliance Week 2009 is that publication’s annual conference. Follow his comments and those of others attending the conference here.
By Securities Docket on June 3, 2009, 7:01 am
SEC’s Schapiro says there is “a logic and efficiency that can be achieved between a merger of” SEC and CFTC; U.S. prosecutors several months away from deciding whether to bring case against Countrywide founder Angelo Mozilo; Gary Aguirre Claims Settlement With SEC Unraveled Due to His Criticism of Agency; SEC Appoints George Canellos Director of NYRO; and more.