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Browse: Home / 2009 / June / 05 / Securities Docket A.M. News Wire for June 5, 2009

Securities Docket A.M. News Wire for June 5, 2009

By Securities Docket on June 5, 2009, 6:55 am

  • Mozilo Saw Countrywide ‘Flying Blind,’ Dumped Stock, SEC Claims. http://bit.ly/nfeWL #
  • SEC expands probe of possible insider trading at Restoration Hardware. http://bit.ly/57Ebd #
  • UK: Insider dealers hit with £150,000 bill. http://bit.ly/LTnAA #
  • Belgium looks into suspected Fortis insider trade. http://bit.ly/z7jil #
  • Hedge funds may quit UK over draft EU laws. http://bit.ly/BN1Mp #
  • Connecticutt: Madoff Bill Heads to Gov. Rell’s Desk. http://bit.ly/KwBs1 #
  • FINRA Soft on Enforcement Under Schapiro, Report Finds. http://bit.ly/I4yPO #
  • Hedge Fund Indictment Says Cravath, Bryan Cave Were Duped. http://bit.ly/dDyS3 #
  • SEC Litigation Release: SEC Files Securities Fraud Charges Against Angelo Mozilo, Other Former Countrywide Executives. http://bit.ly/iA4pt #
  • Harvey Pitt on Ethical Cultures in a Down Economy – Compliance Week 2009 Keynote (Compliance Building). http://bit.ly/92beG #
  • New risk factor for public companies: Pirates! http://bit.ly/16xFy8 #

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