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By Securities Docket on June 11, 2009, 10:14 pm
Highly-publicized fraud schemes, the change in presidential administration, and the biggest economic downturn in recent history have brought scrutiny on both the SEC and the DOJ and prompted potential changes to both their structures and enforcement priorities. New SEC Chairwoman Mary Shapiro has obtained budget increases and outlined plans to increase the effectiveness of enforcement. […]
By Securities Docket on June 11, 2009, 3:05 pm
Securities Docket is pleased to welcome a new sponsor, FAILSAFE CPA. Keith Mautner, CPA/CFF, CMA (FAILSAFE CPA Founder and Principal, pictured) describes FAILSAFE CPA as follows: FAILSAFE CPA provides exceptional forensic accounting services for complex litigation. We have comprehensive experience supporting briefing and discovery into GAAP, SEC and audit issues. We offer turnkey deposition support, […]
By Securities Docket on June 11, 2009, 2:45 pm
Securities Docket places a new case filed by the SEC at “Betrayal Level: Guarded (‘Counseling Required’)” on the Familial Betrayal Advisory System.
By Securities Docket on June 11, 2009, 10:56 am
The James Mintz Group has prepared an interesting graphic and article entitled “Where the Bribes Are” (click on the map above for a full-size version) The article sets out to “pinpoint the location of every bribe that has led to an FCPA case in the last 10 years … and illustrate graphically the global reach […]
By Securities Docket on June 11, 2009, 6:55 am
India: SEBI to fund Satyam shareholders’ legal battle; Canada: OSC charges ‘Chinese Warren Buffett’ with fraud. Australia: Court rejects Waterhouse’s claims against Merrill Lynch; Mark Kirsch, Joel Cohen and Christopher Joralemon Join Gibson, Dunn & Crutcher in New York;
Sotomayor’s Securities Law Opinions – What Obama’s Supreme Court Nominee Might Mean for Private Securities Litigation; Dutch Bank Schretlen and Company to Pay Back Madoff Victims, in Part; and more.