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By Securities Docket on June 13, 2009, 6:55 am
Douglas Thompson Joins Bryan Cave in Santa Monica. http://bit.ly/4k0O4 # Mozilo case sparks new scrutiny of Rule 10b5-1 trading plans. http://bit.ly/bPPpd # Australia: Barry Tannenbaum denies $1.5bn Ponzi scheme. http://bit.ly/w2TUy # Judge Scheindlin Gives Preliminary Approval to $586 Million Settlement in IPO Securities Litigation. http://bit.ly/5x2j2 # Brazilian Securities Regulator Going “High-Tech” to Stop Insider Trading… […]
By Securities Docket on June 13, 2009, 1:05 am
Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): MATTHEW GOLDSTEIN, REUTERS (June 12, 2009): How to Fix the SEC Here are five things Schaprio can do right away to dust the cobwebs off and get the 75-year-old agency back into the business of protecting investors. GARRY […]