‘Enforcement 40’ for 2020
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By Securities Docket on June 24, 2009, 2:46 pm
Bruce M. Bettigole has joined law firm Sutherland Asbill & Brennan as a partner in its Washington, D.C., office. The firm announced today that Bettigole has joined its Litigation Practice Group. Bettigole focuses his practice on securities enforcement and regulatory matters, including cases involving allegations of accounting fraud, stock manipulation, and insider trading. Prior to […]
By Securities Docket on June 24, 2009, 2:04 pm
On Monday, June 22, 2009, a federal jury in Boston returned a verdict against Steven E. Nothern on the SEC’s charges that Nothern engaged in insider trading. Nothern is a former Senior Vice President and manager of seven fixed income mutual funds for Massachusetts Financial Services Company (“MFS”). The SEC alleged that for years, Peter […]
By Securities Docket on June 24, 2009, 1:22 pm
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By Securities Docket on June 24, 2009, 11:34 am
Not much to add here except that we have a new leader in the clubhouse for “8-K Filing of the Year.”
By Securities Docket on June 24, 2009, 10:16 am
After the high-profile scandals involving first Ebbers and now Madoff, has the name “Bernard” seen its last birth certificate?
By Securities Docket on June 24, 2009, 6:55 am
Both Sides Claim Satisfaction with Settlement in Huntsman Case; Matrixx discloses SEC informal inquiry into Zicam disclosures; Portfolio manager liable in insider trading charges; Antigua Regulator Fired Over Stanford; Safe Harbor Provision Strikes Again: Humana Dismissed; Advisen Survey Finds Fears of Shareholder Litigation Leading to Larger D&O Policy Limits Outside US; and more.