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In a Form 8-K filed today by Regions Financial, the company announced that on July 9, 2009, its wholly-owned subsidiary, Morgan Keegan & Company, Inc., received a “Wells” notice from the Staff of the Atlanta Regional Office of the SEC. Regions Financial disclosed that the SEC staff intends to recommend that the Commission bring enforcement […]
As members of the Securities Docket Securities Litigation and Enforcement Group on LinkedIn.com know, the group has a very useful news feed that is essentially a firehose of information from 30 select blogs and other sources about securities litigation and SEC enforcement. LinkedIn limits the number of sources to 30, which encourages the exercise of […]
Bill Johnson, Chief of the Securities and Commodities Fraud Unit at the SDNY, will be joining law firm Fried Frank. The WSJ Law Blog reports that Fried Frank has confirmed the hire, but it remains unclear when Johnson is expected to start. Johnson became chief of the unit about two years ago. Prior to joining […]
Top rating agencies Moody’s, Standard & Poor’s and Fitch to be sued by pension giant Calpers. http://bit.ly/YqDQM # James Sanders Joins Reed Smith LLP in Century City. http://bit.ly/129MCs # Ex-Bear Stearns Manager Cioffi Loses Bid to Dismiss Charge. http://bit.ly/o4oHC # A Path for Lehman Clients to Get Assets Back. http://bit.ly/1cMlo5 # Chief of Securities Fraud […]
James L. Sanders has joined law firm Reed Smith LLP as a partner in its Century City office. The firm announced yesterday that Sanders has joined its Global Regulatory and Enforcement Group of its Litigation Department. His practice focuses on securities litigation, white-collar criminal defense, and the representation of corporations and individuals in investigations by […]