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Browse: Home / 2009 / July / 16 / SEC Says It Lacks Jurisdiction to Probe “Pay-to-Play” in Class Actions

SEC Says It Lacks Jurisdiction to Probe “Pay-to-Play” in Class Actions

By Securities Docket on July 16, 2009, 10:50 pm

One week after receiving Senator Bob Bennett of Utah’s letter urging the SEC to expand its ongoing “pay-to-play” investigation to include practices related to securities class actions, SEC Chairman Mary Schapiro wrote back on Tuesday, July 14 with the SEC’s response: No can do.

Full details are available in this post on my Enforcement Action blog over at Compliance Week.

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Posted in SEC | Tagged Features, Pay-to-Play

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