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By Securities Docket on July 20, 2009, 5:43 pm
Michael Piazza has joined law firm Greenberg Traurig, LLP as a partner in its Orange County office. The firm announced today that Piazza has joined the firm’s securities litigation practice group as head of the Orange County office’s practice. Piazza is a former Regional Trial Counsel for the Los Angeles office of the SEC. He […]
By Securities Docket on July 20, 2009, 4:40 pm
In Hong Kong, a court has sentenced Allen Lam, former investment banking director at Hong Kong-based CLSA, to six month in jail for insider trading. Lam allegedly tipped off Ryan Fong, former hedge fund manager at HSZ, on a takeover bid for Media Partners. Fong was sentenced to a year in prison and fined HK$1.37 […]
By Securities Docket on July 20, 2009, 9:40 am
Tomorrow, July 21, 2009, Riskmetrics Group’s Securities Class Action Services will sponsor a webcast entitled “Securities Litigation Issues Facing Institutional Investors.” The webcast will feature a dynamic panel of securities litigation experts who will examine the fiduciary duties of institutional investors and discuss significant topics, such as: Monitoring the portfolio: When and why you would […]
By Securities Docket on July 20, 2009, 6:55 am
Cuomo says Schwab faces fraud suit over its marketing and sales of auction-rate securities to clients; Celebrities lose out in ‘British Bernie Madoff Ponzi fraud;’ More foreign companies named as defendants in US securities class action suits; South Africa: FSB fines former Remgro man on insider trading; Saudi Arabia: Fund manager hit with ban for insider trading; Hong Kong: Two jailed for insider trading; Ireland: Shareholders join forces to keep eye on investments; UK: Tories would scrap FSA if elected.