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By Securities Docket on July 21, 2009, 5:48 pm
A few weeks ago I came up with a few Twitter-related insider trading hypotheticals here, and foolishly added that I would weigh in later with my own take. I later realized that the questions were, well, really hard. I take a shot at answering these way-harder-than-I thought questions in this post on my Enforcement […]
By Securities Docket on July 21, 2009, 4:26 pm
The archived version of today’s webcast (”Securities Litigation Issues Facing Institutional Investors”) can be viewed below. In addition, the presentation materials from today’s webcast are now available here.
By Securities Docket on July 21, 2009, 2:23 pm
The UK’s Serious Fraud Office has confirmed that it plans, for the first time, to move towards a US-style system where businesses can self-report corruption issues and then negotiate a settlement seeking leniency. The Times Online reports that the SFO says it will use civil penalties such as fines “wherever possible” instead of criminal sanctions. […]
By Securities Docket on July 21, 2009, 1:10 pm
Marc Dreier’s Manhattan apartment $10.4 million Midtown Manhattan condominium, where he recently served his “(Pent)House Arrest,” is scheduled to be auctioned at 1 pm today, along with its contents. As previously discussed here, on July 13, U.S. District Judge Jed Rakoff sentenced Marc Dreier to 20 years in prison. Dreier pleaded guilty in May to […]
By Securities Docket on July 21, 2009, 9:38 am
The presentation materials for today’s webcast (11 am Eastern) entitled “Securities Litigation Issues Facing Institutional Investors” are now available here. Please visit the link below to download the presentation. Materials: “Securities Litigation Issues Facing Institutional Investors”
By Securities Docket on July 21, 2009, 6:55 am
SEC Seeks to Rein In Its Own Stanford Receiver; Deutsche Bank Fires 2 Execs in Spying Probe; Former Qualcomm director of strategic marketing analysis faces insider trading charges; Australia: Lion Selection board member alleged to have engaged in insider trading; Spanish Prosecutor to Appeal Alierta Ruling; Hong Kong: Former Inv. Banker, Hedge Fund Manager Jailed After Pleading Guilty to Insider Trading; July 21 Webcast – Securities Litigation Issues Facing Institutional Investors.