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By Securities Docket on July 24, 2009, 5:35 pm
Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): CROSS BORDER (July 24, 2009): Did CEO’s tweet violate quiet period? Ruby Tuesday CEO Sandy Beall’s message on Twitter didn’t violate Reg FD. The question is whether his tweet broke SEC rules around public stock offerings. LESTER BRICKMAN, […]
By Securities Docket on July 24, 2009, 5:14 pm
In the UK, the Financial Services Authority stated that it has more than quadrupled the size of the investigation team looking at Ponzi schemes. The team has gone from fewer than ten people to more than 40 lawyers, forensic accountants and prosecutors after a large increase in the number of cases. According to the Times […]
By Securities Docket on July 24, 2009, 4:52 pm
Matthew W. Friedrich has joined law firm Boies, Schiller & Flexner LLP as a partner in its Washington, DC office. The firm announced on Wednesday that Friedrich will focus on internal investigations, white collar matters, and litigation. Friedrich joins BS&F following thirteen years at the Department of Justice, where he most recently served as the […]
By Securities Docket on July 24, 2009, 2:51 pm
Some lucky person or persons in the federal prosecutor’s office will apparently have responsibility for “re-assembl[ing] the contents of three bags of shredded documents” that are sought as evidence in the R. Allen Stanford case. Don’t worry, though, it should only take about two months. Bloomberg reports that federal prosecutors told U.S. Magistrate Judge Barry […]
By Securities Docket on July 24, 2009, 6:55 am
Hedge-Fund Manager Ribotsky Investigated for Fraud; S. Korea: Probe of Insider Trading Involving OCI Launched; Insider Twitting, Canadian Edition; SEC v. Dorozhko: Second Circuit Dispenses With Fiduciary Duty Requirement in Hacker Insider Trading Case; SEC Charges Foreign Trader, Entities In False-News Scheme; Wrap Up: Hot Tips, Twitter and Insider Trading. Report: SEC Issues Wells Notices to AIG Financial Products Executives.
By Securities Docket on July 24, 2009, 6:11 am
Thank you to Securities Docket website sponsors Alvarez & Marsal, BDO Consulting, Daylight Forensic & Advisory, and FAILSAFE CPA. Interested in becoming a Securities Docket sponsor? Click here. For 25 years, Alvarez & Marsal has set the standard for working with organizations to tackle complex issues, boost performance and maximize value for stakeholders. Alvarez & […]