‘Enforcement 40’ for 2020
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By Securities Docket on July 27, 2009, 2:32 pm
The federal judge in the R. Allen Stanford case has already denied one Stanford request to move to a different prison, but Stanford’s lawyer, Dick DeGuerin, has “urgently” asked Hittner to reconsider. According to DeGuerin, conditions at the Joe Corley detention facility where Stanford is now being held are “oppressive:” DeGuerin notes that “during the […]
By Securities Docket on July 27, 2009, 2:20 pm
The SEC has appointed Daniel L. Goelzer as Acting Chairman for the Public Company Accounting Oversight Board effective August 1, 2009. Goelzer is a founding and current member of the PCAOB Board, where he has served for the past six years. “Daniel Goelzer has demonstrated the leadership, ability and experience necessary to oversee the continued […]
By Securities Docket on July 27, 2009, 6:55 am
U.S. Enters Europe’s Hedge Fund Debate; Australia: ASIC bans James Hardie former directors, seeks fines; August 5 Webcast – Credit Default Swaps: Recent Developments; Al-Raya Chief Who Faced SEC Charges Is Found Dead; Schumer wants to curb traders’ flash orders. India: Class action lawsuits to form part of Companies Bill.
By Securities Docket on July 27, 2009, 6:25 am
Credit Default Swaps have received their share of attention over the past 12 months. Stripped of all the rhetoric, CDSs have been and continue to be integral risk management tools in an evolving regulatory, transactional, and litigation landscape. Please join Gene Deetz and Jeff Nielsen of Navigant Consulting and Jay Tambe and James Goldfarb of […]