Daily Archives: July 28, 2009, 5:00 pm

Securities Docket A.M. News Wire for July 28, 2009

Baseball players find ally in SEC over lawsuit; The Financial Industry Regulatory Authority lost $696 million last year; SEC Suspected Stanford Bank as Early as 2005, Documents Show; Daniel Goelzer Named Acting Chairman of PCAOB; Stanford Seeks Transfer Out of “Oppresive” and “Intolerable” Prison; Comptroller Tom DiNapoli meets with SEC on placement agent changes.

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