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Sponsor Spotlight: 5 Questions With Scott Moritz of Daylight Forensic & Advisory
5 questions with Scott Moritz, Executive Director with Daylight Forensic & Advisory LLC.
Mark Cuban Seeks Attorneys’ Fees Following Dismissal of SEC Action
Cuban seeks fees arguing SEC’s case was “wholly unsupported” from the start.
Paris: Former SocGen Trader Kerviel Ordered to Stand Trial
Trader blamed by SocGen for close to 5 billion euros (US$7.2 billion) in losses.
Court Dismisses Securities Lawsuit Against Merrill Lynch, Citing Mortgage Market Dislocation
Case against Merrill Lynch dismissed due to “profound” downturn in the mortgage market.
Court Grants Default Judgment for SEC Against Dutch Defendants Who Denied Jurisdiction
Dutch nationals deny U.S jurisdiction over the case.
CNBC Video: Interview With Nasdaq CEO Robert Greifeld
Nasdaq CEO Robert Greifeld on flash trading, competition with the NYSE and international exchanges, and the IPO market.
Securities Docket A.M. News Wire for August 31, 2009
Get caught up with the Securities Docket A.M. News Wire for August 31, 2009.
Securities Docket A.M. News Wire for August 30, 2009
Get caught up with the Securities Docket A.M. News Wire for August 30, 2009.
SEC Sues Faro Tech. Executive For FCPA Violations
SEC files settled FCPA action against former Director of Asia-Pacific Sales for Faro Technologies.
Securities Docket A.M. News Wire for August 29, 2009
Get caught up with the Securities Docket A.M. News Wire for August 29, 2009.