‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on August 18, 2009, 7:59 pm
Today, the 9th Circuit reversed former Brocade CEO Gregory Reyes conviction for options backdating. Reyes had been convicted on ten counts of fraud in a criminal case, and sentenced to 21 months in prison and a $15 million fine. CNBC reports that the 9th Circuit, however, reversed the conviction because of prosecutorial misconduct, setting aside […]
By Securities Docket on August 18, 2009, 11:35 am
Reuters reports that Najm-Eddine Ahmad Najm-Eddine Dhafer, the chairman of Bishah Agricultural Development Co., has been sentenced to three months in jail after he was found guilty of insider trading. The Capital Market Authority said in a statement that the Committee for the Resolution of Securities Disputes (CRSD) issued a final verdict against Dhafer. It […]
By Securities Docket on August 18, 2009, 10:50 am
In this Sponsor Spotlight, we speak with Jim Barratt of Alvarez & Marsal. Jim is a Managing Director with Alvarez & Marsal Dispute Analysis & Forensic Services in Washington, D.C.
By Securities Docket on August 18, 2009, 6:55 am
Options Backdating Likely More Widespread Than Believed, Study Finds; Former Broker at Credit Suisse Found Guilty of Fraudulently Selling Subprime Securities; Two U.S. producers’ film fest at heart of their FCPA bribery trial; Ex-Stanford adviser says she warned SEC about bad CDs; Justice Dept. won’t appeal Nacchio resentencing ruling; NY Attorney General Cuomo Sues Charles Schwab Corp. Over Auction-Rate Securities; SDNY’s Bharara Names Prosecutors for Senior Positions; Prof. Bainbridge: Time to Ban Insider Trading by Congress; Stanford Investigators Turn Sights Toward Banks.