It remains unclear what the SEC and CFTC will end up doing to coordinate their regulatory efforts now that both appear safe from being abolished, but one thing is now clear: whatever they do will be “harmonious.” Full details in two-part harmony are available in this post on my Enforcement Action blog over at Compliance Week.
‘Enforcement 40’ for 2020
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One response to “Regulatory Harmony”
[…] featuring CFTC Commissioner Brad Chilton analyzing the meetings and what must be done to “harmonize” the role of the two […]