New Entry to the Familial Betrayal Advisory System: Siblings

We’ve already seen SEC insider trading cases alleging husband betraying wife, wife betraying husband, boyfriend betraying girlfriend, brother-in-law betraying brother-in-law, and even divorcee betraying divorcee, but here’s a new one: brother betraying sister.

We’re going to slot this case as Betrayal Level: Low (”Someday We’ll Laugh About It”) on the “Familial Betrayal Advisory System.”  Full details are available in this post on my Enforcement Action blog over at Compliance Week.