By Securities Docket on September 3, 2009, 10:25 pm
House and Senate to hold hearings on SEC IG’s Madoff report.
Posted in SEC | Tagged Hearings, US Congress
By Securities Docket on September 3, 2009, 2:16 pm
Lawyers and accountants at the SEC may find themselves going back to “fraud college.”
Posted in SEC | Tagged Regulators, Training
By Securities Docket on September 3, 2009, 12:23 pm
Video examines repeated failures of an ill-equipped and ill-prepared SEC staff.
Posted in Criminal | Tagged Madoff, Reports
By Securities Docket on September 3, 2009, 11:51 am
Court orders 24 months in prison, $6.3 million in restitution and $6.3 million in forfeiture.
Posted in Criminal | Tagged Options Backdating, Sentencing
By Securities Docket on September 3, 2009, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for September 3, 2009.
Posted in News Wire | Tagged News Wire