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SEC Announces New Division of Risk, Strategy, and Financial Innovation

By Securities Docket on September 16, 2009, 5:05 pm

New division combines Office of Economic Analysis and the Office of Risk Assessment.

Posted in SEC | Tagged Office of Risk Assessment, Risk Strategy and Financial Innovation

Former Lehman Bros. Salesman Sentenced to Probation in “Golden Goose” Insider Trading Case

By Securities Docket on September 16, 2009, 3:12 pm

Bowers had faced up to 18 months in prison.

Posted in Criminal | Tagged Insider Trading, Sentencing

Rakoff Order in BofA Case: Game-Changer?

By Securities Docket on September 16, 2009, 2:40 pm

Judge Rakoff’s order may have an impact well beyond the case itself.

Posted in SEC | 1 Response

Copy of Judge Rakoff’s Order Rejecting SEC-BofA Settlement

By Securities Docket on September 16, 2009, 10:50 am

A copy of Judge Rakoff’s order is available here.

Posted in SEC | Tagged Settlements

Joshua Goldberg Joins Patterson Belknap Webb & Tyler

By Securities Docket on September 16, 2009, 9:28 am

Former AUSA Joins Patterson Belknap.

Posted in People | Tagged Lawyers

Securities Docket A.M. News Wire for 2009-09-16

By Securities Docket on September 16, 2009, 6:55 am

BofA Case Over Parmalat Starts http://bit.ly/hr7lg # Australia: Scandal Surrounds Possible Telstra Split http://bit.ly/3W6fVt # U.S. States Seek More Power Over Money Managers, Replacing SEC http://bit.ly/3yjlIs # SD Video: Analysis of the Court's Rejection of the SEC-BofA Settlement http://bit.ly/16zQ62 # Stanford ruling prompts jurisdictional spat http://bit.ly/6BWHM # FOX Business Video: Stanford Lawyer Permitted to Withdraw, […]

Posted in News Wire | Tagged News Wire