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‘Enforcement 40’ for 2020
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FOX Business: Will FINRA Make Madoff Report Public?
Decision from FINRA on Madoff report expected this week.
Brian Cartwright Rejoins Latham & Watkins in Los Angeles and Washington, D.C.
SEC General Counsel returning to Latham & Watkins.
UK: Two Lawyers Must Stand Trial on Insider Trading Charges
Lawyers released on bail in advance of October 28 hearing.
Less Than Zero
Is there such a thing as a less than zero percent chance of success at insider trading?
Attorney Claims SpongeTech Forged Documents Related to Stock Issuance
Former attorney “dumbfounded” to learn that his name was being used.
Securities Docket A.M. News Wire for September 22, 2009
Get caught up with the Securities Docket A.M. News Wire for September 22, 2009.