‘Enforcement 40’ for 2020
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By Securities Docket on October 14, 2009, 4:57 pm
Advisen Ltd. announced today that the number of securities lawsuits rose in the third quarter of 2009, after a relatively light second quarter, as litigation targeted more nonfinancial firms. Business Insurance reports that according to Advisen, 169 securities lawsuits were filed during the third quarter, up 11% over the second quarter but below the 249 […]
By Securities Docket on October 14, 2009, 3:10 pm
FOX Business interviews Madoff victim Phyllis Molchatsky, who is suing the SEC.
By Securities Docket on October 14, 2009, 2:46 pm
Lawsuit follows an initial, unresolved administrative claim against the agency.
Posted in SEC
By Securities Docket on October 14, 2009, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for October 14, 2009.