• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Past Events
  • Contact
Securities Docket
Experts in Risk
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2009 / October / 16 / “Zero Percent Chance” Case Gets Worse

“Zero Percent Chance” Case Gets Worse

By Securities Docket on October 16, 2009, 4:10 pm

doj230As previously discussed here, I was just about speechless when I read about the former Nixon Peabody associate charged with insider trading by the SEC.  As I said then, “the chance of this lawyer getting away with the insider trading alleged by the SEC was Z-E-R-O, and that is only because we cannot go below zero, otherwise it would have been lower.”

Well, guess what? It gets much worse. Full details are available in this post on my Enforcement Action blog over at Compliance Week.

Posted in Criminal | Tagged Insider Trading

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Our Sponsors

Securities-Docket_260x125_14Sec

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events