By Securities Docket on October 22, 2009, 3:06 pm
Court finds it lacks jurisdiction to interfere with an investigation of the SEC.
Posted in SEC | Tagged Investigations
By Securities Docket on October 22, 2009, 2:50 pm
Lawyers for Messier and Bronfman declare their clients innocent.
Posted in Global | Tagged France, Manipulation, Trials
By Securities Docket on October 22, 2009, 1:10 pm
Stanley Chais raises novel affirmative defense in his Answer to SEC lawsuit.
Posted in SEC | Tagged Investigations, Regulators |
By Securities Docket on October 22, 2009, 10:03 am
Galleon Group hires GD&C to advise it on wind down of its hedge fund.
Posted in Criminal, People
By Securities Docket on October 22, 2009, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for October 22, 2009.
Posted in News Wire | Tagged News Wire