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Browse: Home / 2009 / November / 03 / Securities Docket A.M. News Wire for Nov. 3, 2009

Securities Docket A.M. News Wire for Nov. 3, 2009

By Securities Docket on November 3, 2009, 6:55 am

  • November 4 Webcast – SEC Enforcement: Key Developments From FY 2009 and What May Be Ahead in FY 2010 http://bit.ly/P9imX #
  • Ex-Broker Kovachev Pleads Guilty to Fraud in Dreier Case http://bit.ly/14m2IR #
  • Report: DOJ’s Mendelsohn May Move to Private Sector http://bit.ly/1iohJO #
  • Welcome to Our New Sponsor: FTI Consulting http://bit.ly/2C9lps #
  • “Sir” Allen Stanford? Not Anymore http://bit.ly/4dyBBW #
  • Delaware Chancellor Clarifies Standards in Lead Counsel Selection Process http://bit.ly/2szXpm #
  • Zale Corp. Discloses SEC Probe Into Restated Financials http://bit.ly/fXxv3 #
  • SEC Brings Insider Trading Case Against Former CFO of Private Equity Firm http://bit.ly/1nfnUK #
  • NBC Video: Madoff Mocks the SEC’s Incompetence http://bit.ly/1lLlZt #
  • Summary of David Kotz’s Interview With Bernie Madoff http://bit.ly/4kXxWm #

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