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Archived Version of Nov. 4 Webcast–SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010
Wilmer’s Bill McLucas and FTI’s Marty Wilczynski joined us here for a free webcast.
House Committee Approves Over $1 Billion in Additional Funds for SEC
House panel approves huge funding increase, study on “revolving door.”
SEC Sues Merge Healthcare, Former CEO and CFO, For Accounting Fraud
Merge and former executives all agree to settle the SEC’s claims.
UK: FSA Obtains Convictions in Uberoi Insider Trading Case
FSA announces its second case involving a criminal conviction for insider trading.
Prosecutors Oppose Rajaratnam’s Request to Reduce Bail
Prosecutors argue against reducing bail from $100 million to $25 million.
Today’s Webcast (Nov. 4) – Materials Available Here for “SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010”
Materials for today’s webcast are now available here.
Fifth Circuit Questions Stanford Trustee’s Standing to Pursue Investor’s Withdrawn Principal
Fifth Circuit questions trustee’s standing to pursue people the SEC has not.
Australia: ASIC Provides Relief on Litigation Funding Dilemma
ASIC provides relief from Brookfield decision to existing class actions.
Securities Docket A.M. News Wire for Nov. 4, 2009
Get caught up with the Securities Docket A.M. News Wire for Nov. 4, 2009.