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Browse: Home / 2009 / November / 05 / SEC, DOJ Charge “Octopussy” and Lawyers With Insider Trading

SEC, DOJ Charge “Octopussy” and Lawyers With Insider Trading

By Securities Docket on November 5, 2009, 2:30 pm

As SEC Enforcement Director Rob Khuzami said today, “If you find yourself chewing the card of a cell phone…something has gone terribly wrong.”

Indeed. The SEC filed a huge insider trading case today against two lawyers, six Wall Street traders (including one dubbed “Octopussy”) and a proprietary trading firm, alleging that the scheme netted over $20 million. Full details are available in this post on my Enforcement Action blog over at Compliance Week.

Posted in SEC | Tagged insider tr

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