• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2009 / December / 02 / SEC Issues Flurry of Subpoenas Related to Hedge Funds, Bankers

SEC Issues Flurry of Subpoenas Related to Hedge Funds, Bankers

By Securities Docket on December 2, 2009, 10:27 am

SECSeal230The SEC has escalated its efforts against insider trading by hedge funds and investment bankers, reportedly sending at least three dozen subpoenas to hedge funds and brokerages within the past month. The WSJ reports that some of the inquiries appear to be focused on potential insider trading before health-care and retail mergers of the past three years.

Other subpoenas reportedly focus on investment bankers including Goldman Sachs Group in the health-care deals. The WSJ reported that it not clear whether the subpoenas are related to the ongoing insider trading case involving Galleon Group.

Read the WSJ article

Blog Widget by LinkWithin

Posted in SEC | Tagged Insider Trading, Subpoenas

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Securities-Docket_Medium-Rectangle_CaseStudyArrow

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.