Around the globe, people seek some kind of connection to each other. I’m in the U.S., you are in the U.K., he is in Sweden, she is in Australia–what do we possibly have in common? Well, here’s one thing: As far as I can tell, in 2009, people universally do not like their country’s securities regulator. Full details of this universal truth are available in this post on my Enforcement Action blog over at Compliance Week.
‘Enforcement 40’ for 2020
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