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Judge Denies Class Action Status for Plaintiffs in Madoff-Westport Bank Suit

Judge Denies Class Action Status for Plaintiffs in Madoff-Westport Bank Suit

By on January 6, 2010, 4:40 pm

Court rules case against Westport National exceeds 50 plaintiffs permitted under SLUSA.

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New Charges Planned Against Rajaratnam

New Charges Planned Against Rajaratnam

By on January 6, 2010, 4:23 pm

Prosecutors plan to bringing additional charges against Raj Rajaratnam.

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AAI Addresses 'Deconcentrating Reforms' at Big Four Accounting Firms

AAI Addresses ‘Deconcentrating Reforms’ at Big Four Accounting Firms

By on January 6, 2010, 2:33 pm

The American Antitrust Institute seeks to promote competition in the auditing industry.

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Carlo di Florio Named Director of OCIE

Carlo di Florio Named Director of OCIE

By on January 6, 2010, 2:23 pm

Carlo di Florio named new Director of the SEC’s OCIE

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Bruce Carton’s 2009 Year in Review

Bruce Carton’s 2009 Year in Review

By on January 6, 2010, 10:21 am

Bruce Carton’s look back at the craziness of 2009.

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Securities Docket A.M. News Wire for Jan. 6, 2010

Securities Docket A.M. News Wire for Jan. 6, 2010

By on January 6, 2010, 6:55 am

Get caught up with the Securities Docket A.M. News Wire for Jan. 6, 2010.

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