By Amanda Harding on January 6, 2010, 4:40 pm
Court rules case against Westport National exceeds 50 plaintiffs permitted under SLUSA.
Posted in Class Actions | Tagged Madoff |
By Amanda Harding on January 6, 2010, 4:23 pm
Prosecutors plan to bringing additional charges against Raj Rajaratnam.
Posted in Criminal, SEC | Tagged Insider Trading, Raj Rajaratnam
By Amanda Harding on January 6, 2010, 2:33 pm
The American Antitrust Institute seeks to promote competition in the auditing industry.
Posted in Industry | Tagged Auditors
By Amanda Harding on January 6, 2010, 2:23 pm
Carlo di Florio named new Director of the SEC’s OCIE
Posted in SEC | Tagged OCIE
By Securities Docket on January 6, 2010, 10:21 am
Bruce Carton’s look back at the craziness of 2009.
Posted in SD Insider, SEC | Tagged Year in Review
By Securities Docket on January 6, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Jan. 6, 2010.
Posted in News Wire | Tagged News Wire