On Monday the SEC announced that Carlo V. di Florio was named Director of the agency’s Office of Compliance Inspections and Examinations (OCIE). As Director, di Florio will manage the examination programs for investment advisers, broker-dealers, mutual funds, credit rating agencies and self-regulatory organizations.
Most recently, di Florio was a partner at PricewaterhouseCoopers, where he specialized in the areas of corporate governance, risk management and regulatory compliance.
