By Securities Docket on January 20, 2010, 4:11 pm
Labaton Sucharow opens new office in Wilmington, Delaware
Posted in People | Tagged Lawyers
By Securities Docket on January 20, 2010, 2:49 pm
SEC files rare insider trading cases based on trading in mutual fund shares.
Posted in SEC | Tagged Insider Trading, Mutual Funds
By Amanda Harding on January 20, 2010, 2:09 pm
FSA fines Standard Life £2.45 million for inappropriately marketing its Pension Sterling Fund.
Posted in Global | Tagged UK
By Amanda Harding on January 20, 2010, 12:37 pm
Former Manhattan District Attorney joins law firm at age 90.
Posted in People | Tagged Lawyers, Prosecutors
By Securities Docket on January 20, 2010, 11:39 am
SEC’s Associate Director of the Division of Enforcement joining D.C. law firm.
Posted in People, SEC | Tagged Lawyers, Regulators
By Securities Docket on January 20, 2010, 10:25 am
Massive undercover operation leads to FCPA charges against 22 individuals.
Posted in Criminal | Tagged FCPA, Indictments
By Securities Docket on January 20, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Jan. 20, 2010.
Posted in News Wire | Tagged News Wire