By Amanda Harding on January 21, 2010, 5:27 pm
NYT reports Lenowitz has been secretly cooperating with an insider trading investigation since 2007.
Posted in Criminal | Tagged Insider Trading, Sentencing
By Amanda Harding on January 21, 2010, 5:15 pm
Coggins joins Locke Lord as Chair of firm’s white collar practice.
Posted in People | Tagged Lawyers
By Amanda Harding on January 21, 2010, 5:07 pm
General Re Corporation settles SEC charges related to role in AIG and Prudential “sham reinsurance.”
Posted in SEC | Tagged Financial Fraud, Settlements |
By Amanda Harding on January 21, 2010, 4:55 pm
New Kuwaiti regulator will oversee Kuwaiti Stock Exchange.
Posted in Global | Tagged Kuwait, Regulation
By Securities Docket on January 21, 2010, 4:51 pm
Lily Fu Claffee, R. Christopher Cook, Chip MacDonald, and Patrick J. Long joined us for this free webcast.
Posted in Top | Tagged TARP, Webcasts
By Securities Docket on January 21, 2010, 1:10 pm
Materials for today’s webcast are now available here.
Posted in Uncategorized | Tagged TARP, Webcasts
By Securities Docket on January 21, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Jan. 21, 2010.
Posted in News Wire | Tagged News Wire