By Amanda Harding on February 3, 2010, 4:20 pm
Money market fund distributes an additional $3.4 billion to investors.
Posted in SEC | Tagged Distributions, Mutual Funds
By Securities Docket on February 3, 2010, 3:56 pm
Carton slots latest case under “Guarded (Counseling Required).”
Posted in SEC | Tagged Betrayals
By Amanda Harding on February 3, 2010, 3:32 pm
Former SEC Deputy Assistant Regional Director joins Foley & Lardner in Los Angeles.
Posted in People | Tagged Lawyers
By Amanda Harding on February 3, 2010, 3:14 pm
The Canadian Securities Adminstrators collected over $250 million in fines in 2009.
Posted in Global | Tagged Canada, Regulators, Settlements
By Securities Docket on February 3, 2010, 1:12 pm
Madoff victims challenge trustee’s proposed distribution of funds.
Posted in Criminal | Tagged Hearings, Madoff, SIPC |
By Securities Docket on February 3, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Feb. 3, 2010.
Posted in News Wire | Tagged News Wire