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Browse: Home / 2010 / February / 03 / SEC Files Latest ‘Familial Betrayal’ Case

SEC Files Latest ‘Familial Betrayal’ Case

By Securities Docket on February 3, 2010, 3:56 pm

On Monday, the SEC filed an insider trading case against the husband of the VP of Human Resources for a company called Memry. After a careful review, I am placing it in the Guarded category (”Counseling Required”) on the Familial Betrayal Advisory System.

Full details are available in this post on my Enforcement Action blog over at Compliance Week.

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Posted in SD Insider, SEC | Tagged Betrayals

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