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State Street Settles SEC Subprime Case for $300 Million
State Street Bank agrees to pay more than $300 million to settle SEC charges.
Bank of America Agrees to Pay $150 Million to Settle SEC Case
Bank of America agrees to pay $150 million in proposed settlement with SEC.
US Banks Face TARP Insider Trading Probe
SIG-TARP Barofsky investigates allegations of improper use of non-public TARP information by US banks.
Pressure on Tory Treasuer to Explain Timing of Trades
Tory Treasurer Spencer comes under fire for trading activity in Icap shares.
Lenowitz Sentenced to Three Years Probation in UBS Insider Trading Case
Mark Lenowitz sentenced to three years probation on account of his cooperation.
Rhea Kemble Dignam Named Director of SEC’s Atlanta Regional Office
Rhea Kemble Dignam appointed Director of SEC’s Atlanta Regional Office.
Freshfields Launches Global Investigations Practice
Freshfields creates new Global Investigations Practice led by Geoff Nicholas and Adam Siegel.
Securities Docket A.M. News Wire for Feb. 5, 2010
Get caught up with the Securities Docket A.M. News Wire for Feb. 5, 2010.