By Securities Docket on February 8, 2010, 11:55 pm
Madoff’s Manhattan penthouse purchased by 4Kids CEO, Alfred Kahn.
Posted in Criminal | Tagged Asset Seize, Madoff
By Securities Docket on February 8, 2010, 11:48 pm
Uptick in number of insider trading cases attributed in part to SEC Enforcement Division reorganization.
Posted in SEC | Tagged Insider Trading, Regulators
By Securities Docket on February 8, 2010, 11:40 pm
Judge upholds settlement in shareholder lawsuit over sale of Wachovia to Wells Fargo.
Posted in Class Actions | Tagged Class Actions, Hearings |
By Securities Docket on February 8, 2010, 11:33 pm
BAE Systems settles bribery cases with DOJ and the UK Serious Fraud Office.
Posted in Criminal, Global | Tagged Bribery, Settlements, UK
By Securities Docket on February 8, 2010, 5:14 pm
Three litigators join K&S from Orrick.
Posted in People | Tagged Lawyers
By Securities Docket on February 8, 2010, 2:14 pm
FINRA lays off five senior enforcement officials as part of recent management restructuring.
Posted in Industry | Tagged FINRA, Layoffs, Regulators
By Securities Docket on February 8, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Feb. 8, 2010.
Posted in News Wire | Tagged News Wire