The first Stanford-related prosecution to reach trial–a tangential case alleging that two former employees of Stanford Financial Group illegally shredded thousands of company documents to obstruct an SEC investigation into the alleged scheme–has resulted in acquittals of both men. Full details are available in this post on my Enforcement Action blog over at Compliance Week.
Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn