By Securities Docket on February 23, 2010, 10:43 pm
Former Brocade CEO Gregory Reyes’s retrial on options backdating charges begins in San Francisco.
Posted in Criminal | Tagged Options Backdating, Prosecutors, Trials |
By Securities Docket on February 23, 2010, 10:36 pm
Former SEC Director of Enforcement stepping down as Morgan Stanley’s Chief Legal Officer.
Posted in People | Tagged Lawyers
By Securities Docket on February 23, 2010, 10:30 pm
Toyota receives SEC and grand jury subpoenas as CEO prepares for Congressional panels.
Posted in Criminal, SEC | Tagged Grand Jury, Subpoena, US Congress
By Securities Docket on February 23, 2010, 10:20 pm
California man pleads guilty to impersonating federal officer in attempt to recover Ponzi funds.
Posted in Criminal, Uncategorized | Tagged Guilty Pleas
By Securities Docket on February 23, 2010, 10:11 pm
Former Ropes and Gray partner Buffone joins BuckleySandler in Washington, DC.
Posted in People | Tagged Lawyers
By Securities Docket on February 23, 2010, 10:35 am
Please join Jeff Litvak and Ken Mathieu for this free webcast.
Posted in SD Insider | Tagged Accounting, GAAP, Webcasts
By Securities Docket on February 23, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Feb. 23, 2010.
Posted in News Wire | Tagged News Wire