By Securities Docket on March 31, 2010, 1:40 pm
We’ll be back at full strength on Monday, April 5.
Posted in Uncategorized
By Securities Docket on March 31, 2010, 1:06 pm
Please join Steve Herscovici and Bill Chambers for this free webcast.
Posted in SD Insider | Tagged Rating agencies, Webcasts
By Securities Docket on March 31, 2010, 12:57 pm
Please join F. Joseph Warin, Benno Schwarz, Mark F. Mendelsohn and Phillip Desing for this free webcast.
Posted in Criminal, SD Insider | Tagged FCPA, Webcasts
By Securities Docket on March 31, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for Mar. 31, 2010.
Posted in News Wire | Tagged News Wire
By Securities Docket on March 30, 2010, 2:54 pm
Guest columnists Peter Wald and Jeff Hammel of Latham & Watkins LLP write about the Omnicom case and the stringent standard plaintiffs must meet to show loss causation at summary judgment.
Posted in SD Insider | Tagged Guest Columns, loss causation
By Securities Docket on March 27, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for Mar. 27, 2010.
Posted in News Wire | Tagged News Wire
By Securities Docket on March 26, 2010, 3:13 pm
SEC distributes first wave of $185 million in Prudential Securities settlement.
Posted in SEC | Tagged Fair Funds, Settlements |
By Securities Docket on March 26, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for Mar. 26, 2010.
Posted in News Wire | Tagged News Wire
By Amanda Harding on March 25, 2010, 3:47 pm
SEC issues Wells notice to two subsidiaries and an executive of First Horizon National Corporation.
Posted in SEC | Tagged Wells Notice
By Amanda Harding on March 25, 2010, 3:43 pm
The SEC’s inspector general reports on the actions of former enforcement official.
Posted in SEC | Tagged Inspector General, Regulators, Reports