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‘Enforcement 40’ for 2020
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France: 2004 Insider Trading Conviction of George Soros Upheld
George Soros will reportedly now appeal to European Court of Human Rights.
Two Finra Merger Cases Dismissed
Judge Rakoff cites absolute immunity of NASD in its regulatory function.
IOSCO Releases Template for Hedge Fund Regulation
IOSCO sets forth new required disclosures for hedge fund regulators to enforce.
Former Monster Worldwide GC Sentenced to Probation in Backdating Case
Myron Olesnyckyj sentenced to one year of probation in backdating case.
BAE Pleads Guilty, Will Pay $400 Million Fine
BAE pleads guilty to conspiracy to defraud and to making false statements.
SEC’s Secures Funding to Expand NY Office in 2010
NY office will add significantly to enforcement and examinations units.
Fifth Circuit Hears Stanford Insurance Coverage Dispute
Panel hears oral arguments regarding insurance coverage of defense costs.
Securities Docket A.M. News Wire for Mar. 3, 2010
Get caught up with the Securities Docket A.M. News Wire for Mar. 3, 2010.