The SEC hasn’t gone so far as to take Sen. Charles Schumer up on his idea to move the entire agency to New York, but the head of its New York office, George Canellos, announced yesterday that his office will be expanding significantly in 2010 in an effort to crack down on hedge funds and brokerages. Full details are available in this post on my Enforcement Action blog over at Compliance Week.
‘Enforcement 40’ for 2020
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