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Browse: Home / 2010 / March / 11 / SEC Brings Reg FD Case Against Presstek and CEO

SEC Brings Reg FD Case Against Presstek and CEO

By Securities Docket on March 11, 2010, 1:44 pm

For the second time in less than six months, the SEC has filed a rare Regulation FD case. On Tuesday, the agency filed a case against Presstek, Inc. and its former CEO, Edward J. Marino. Is this a new area of emphasis for the SEC? It is probably too early to tell, but it is worth keeping an eye on. It is also interesting to note the SEC’s very different treatment of the companies involved in these two cases based on the company’s response to the alleged violations. Full details are available in this post on my Enforcement Action blog over at Compliance Week.

Posted in SEC | Tagged Regulation FD

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