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SEC Still “THIRD BEST FEDERAL WORKPLACE FOR 2007!”

By Securities Docket on March 18, 2010, 2:28 pm

The “third in 2007” boast lives on.

Posted in SEC | Tagged Regulators

By Amanda Harding on March 18, 2010, 11:37 am

Susan Merrill announces she is stepping down as head of enforcement.

By Amanda Harding on March 18, 2010, 11:34 am

FSA boosting staff to provide more intensive supervision.

Posted in Global | Tagged FSA, Regulators, UK

By Amanda Harding on March 18, 2010, 11:31 am

JP Morgan, UBS, Deutsche Bank, and Depfa and 13 individuals face fraud charges.

By Amanda Harding on March 18, 2010, 11:28 am

FSA bans trader in matter connected to Littlewood insider trading case.

By Amanda Harding on March 18, 2010, 11:25 am

Dutch pension fund ABP suing Bank of America over takeover of Merrill Lynch.

Posted in Global

By Securities Docket on March 18, 2010, 7:55 am

Get caught up with the Securities Docket A.M. News Wire for Mar. 18, 2010.

Posted in News Wire | Tagged News Wire