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Browse: Home / 2010 / March / 19 / Securities Docket A.M. News Wire for Mar. 19, 2010

Securities Docket A.M. News Wire for Mar. 19, 2010

By Securities Docket on March 19, 2010, 7:55 am

  • UK: Traders’ Cell Phones Would Be Recorded Under FSA Plan Against Insider Trading http://bit.ly/azi7ic #
  • SEC Still “THIRD BEST FEDERAL WORKPLACE FOR 2007!” (Compliance Week) http://bit.ly/d4aHL1 #
  • Finra Enforcement Chief Merrill to Step Down http://bit.ly/byWNLL #
  • UK: FSA Will Hire 460 New Staff Members in 2010 http://bit.ly/bgRnD2 #
  • Italy: Four Banks, 13 Individuals Face Trial in Milan Derivatives Case http://bit.ly/cyNbn8 #
  • UK: FSA Bans Former Merrill Lynch International Bank Trader http://bit.ly/b0GvCD #
  • Dutch Pension Fund Sues BofA Over Merrill Disclosures http://bit.ly/dlwLJp #

Posted in News Wire | Tagged News Wire

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