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By Securities Docket on April 7, 2010, 5:10 pm
Casting call for HBO’s upcoming “Too Big to Fail.”
By Amanda Harding on April 7, 2010, 4:10 pm
Federal prosecutors contest requests by Rajaratnam and Chiesi for separate trials.
Posted in Criminal | Tagged Hedge Funds, Insider Trading, Prosecutors, Trials
By Amanda Harding on April 7, 2010, 3:46 pm
Court refuses to approve SEC settlement, demanding more information.
Posted in SEC | Tagged Insider Trading, Settlements
By Amanda Harding on April 7, 2010, 3:42 pm
Facebook employees now prohibited from selling stock unless within a specified trading window.
Posted in Industry | Tagged Insider Trading, Policies
By Amanda Harding on April 7, 2010, 3:34 pm
Kathleen Griffin of Putnam Investments named SEC’s first Chief Compliance Officer.
Posted in SEC | Tagged Regulators
By Securities Docket on April 7, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for April 7, 2010.