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Browse: Home / 2010 / April / 08 / Securities Docket A.M. News Wire for April 8, 2010

Securities Docket A.M. News Wire for April 8, 2010

By Securities Docket on April 8, 2010, 7:55 am

  • SEC’s “World Class” Compliance Falls Short – Financial Adviser (Suzanne Barlyn, WSJ) http://bit.ly/cNOnI8 #
  • Court Rules Against DOJ in Case of Former Bristol Exec (Amir Efrati, WSJ Law Blog) http://bit.ly/cVs4ib #
  • Allen Stanford ‘Divorces’ Latest Set of Attorneys (Compliance Week) http://bit.ly/cR7hrf #
  • CNBC Video: Casting HBO’s Version of ‘Too Big to Fail’ http://bit.ly/aPlr0W #
  • Kathleen Griffin Named SEC’s First Chief Compliance Officer http://bit.ly/aRuty8 #
  • Facebook Implements New Insider Trading Policy http://bit.ly/ce6tpU #
  • Judge Rakoff Refuses to Approve SEC-Schottenfeld Settlement http://bit.ly/cgrEHq #
  • Prosecutors Oppose Separate Trials in Galleon Case http://bit.ly/9NMMZQ #

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