- SEC’s “World Class” Compliance Falls Short – Financial Adviser (Suzanne Barlyn, WSJ) http://bit.ly/cNOnI8 #
- Court Rules Against DOJ in Case of Former Bristol Exec (Amir Efrati, WSJ Law Blog) http://bit.ly/cVs4ib #
- Allen Stanford ‘Divorces’ Latest Set of Attorneys (Compliance Week) http://bit.ly/cR7hrf #
- CNBC Video: Casting HBO’s Version of ‘Too Big to Fail’ http://bit.ly/aPlr0W #
- Kathleen Griffin Named SEC’s First Chief Compliance Officer http://bit.ly/aRuty8 #
- Facebook Implements New Insider Trading Policy http://bit.ly/ce6tpU #
- Judge Rakoff Refuses to Approve SEC-Schottenfeld Settlement http://bit.ly/cgrEHq #
- Prosecutors Oppose Separate Trials in Galleon Case http://bit.ly/9NMMZQ #
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