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Browse: Home / 2010 / April / 15 / SEC Subpoenas Pre-Paid Legal Services Inc.

SEC Subpoenas Pre-Paid Legal Services Inc.

By Amanda Harding on April 15, 2010, 10:59 pm

On Thursday, Pre-Paid Legal Services Inc. stated that the SEC has subpoenaed documents relating to customer complaints and the resignation of its CEO. The AP reports that the SEC also requested documentation referencing membership information, efforts to achieve compliance with payment card industry requirements and the resignation of a director.

According to the AP, Pre-Paid Legal acknowledged the ongoing investigation, and said that it will continue to cooperate with the SEC.

Read the AP article

Posted in SEC | Tagged Investigations

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