- U.K. insider trade crackdown just tip of iceberg (Simon Kennedy, MarketWatch) http://bit.ly/9dzJPE #
- SEC enforcer Greenberg warns of investors trying to benefit from states’ misfortunes (Barry Burr, Pensions & Investmen http://bit.ly/a0QI1b #
- Chief Compliance Officers, SEC-style (Matt Kelly, The Big Picture) http://bit.ly/cV7CqJ #
- Securities lawsuit filings drop and dismissals surge – Advisen (PostOnline) http://bit.ly/dhTWTf #
- UK: ‘Printer Ring’ Traders Silent in Court Appearance http://bit.ly/amSrSd #
- The Madoff Hunter: Q&A with Markopolos (Bess Levin, The New York Observer) http://bit.ly/aIb1w5 #
- SEC watchdog to fault Stanford probe: sources (Matthew Goldstein, Reuters) http://bit.ly/9LFWyr #
- Earn Out Clause in Acquisition Leads to Guilty Plea (Compliance Week) http://bit.ly/aLnuOK #
Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn